Finalis: Summary

Finalis

Financial Services, Dealmaking, Compliance Solutions, Technology Platforms

Finalis delivers a regulatory and back-office solution alongside a hassle-free deal management platform, enabling dealmakers to close deals easier and faster.

Finalis is a platform designed to assist private securities brokerages in operating legally and compliantly. It provides a comprehensive deal management solution that streamlines workflows for dealmakers.

Technology-Enabled Broker-Dealer Platform; White-Labeled Regulatory Affiliation Solution; Hassle-Free Deal Management Solution; High-Value Financial Community

Streamlining deal workflows for financial advisors; Facilitating compliance reviews and approvals; Connecting dealmakers to new revenue opportunities; Providing secure payment processing and tracking

Industry-Leading Speed in deal processing; Unrivaled Brokerage Fees; White-Glove Customer Service

Finalis's main strengths include its robust compliance framework, a user-friendly platform that enhances deal management, and a strong community of financial professionals that fosters collaboration.

Finalis positions itself as a leading technology-driven platform that simplifies the dealmaking process while ensuring compliance with regulatory standards.

The primary target users are U.S. and non-U.S. financial advisors, fund managers, and companies seeking to engage in capital markets.

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• Dealmaking

• Compliance

• Financial Services

• Broker-Dealer Solutions

Powering dealmakers®

Professional, Supportive, Innovative

Finalis stands out in the market by offering a unique combination of compliance support and a collaborative network of dealmakers, which enhances deal flow and operational efficiency.

Finalis identifies itself as a trusted partner for dealmakers, emphasizing its commitment to compliance, efficiency, and community support.

2017-08-16

• Federico Baradello

• Guido Barosio

• Kevin Cox